The Impact of State Incentive Regulation on the U.S. Telecommunications Industry

Abel, J. 1999. “Dominant Firm Pricing With Price-Cap Regulation and Fringe Competition: An Economic Analysis of Local Telephone Pricing.” NRRI/Ohio State University mimeo.

Abel, J. 2000. “The Performance of the State Telecommunications Industry Under Price-Cap Regulation: An Assessment of the Empirical Evidence.” National Regulatory Research Institute Report #00-14.

Abel, J., and M. Clements. 1998. “A Time Series and Cross-Sectional Classification of State Regulatory Policy Adopted for Local Exchange Carriers.” National Regulatory Research Institute Report #98-25.

citation_title=Information, Incentives, and Commitment in Regulatory Mechanisms: Regulatory Innovation in Telecommunications; citation_inbook_title=Price Caps and Incentive Regulation in Telecommunications; citation_publication_date=1991; citation_id=CR4; citation_author=D. Baron; citation_publisher=Kluwer Academic Publishers

BellSouth Services Regulatory Matters. 1987–1992. Regulatory Reform: A Nationwide Summary, edited by A. Helms. Volumes 2–12. Atlanta, GA.

BellSouth Telecommunications Regulatory Policy and Planning. 1993. Regulatory Reform: A Nationwide Summary, edited by B. Harber and L. Greer. Volumes 13 and 14. Atlanta, GA.

BellSouth Telecommunications-State Regulatory. 1994–1995. Regulatory Reform: A Nationwide Summary. Volumes 15–17. Atlanta, GA.

citation_journal_title=Journal of Regulatory Economics; citation_title=Dominant Firm Pricing With Competitive Entry and Regulation: The Case of IntraLATA Toll; citation_author=L. Blank, D. Kaserman, J. Mayo; citation_volume=14; citation_issue=1; citation_publication_date=1998; citation_pages=35-54; citation_id=CR8

Braeutigam, R., M. Magura, and J. Panzar. 1997. “The Effects of Incentive Regulation on U.S. Local Telephone Rates.” Northwestern University mimeo.

citation_journal_title=Journal of Regulatory Economics; citation_title=Incentives for Cost Reduction Under Price Cap Regulation; citation_author=L. Cabral, M. Riordan; citation_volume=1; citation_issue=2; citation_publication_date=1989; citation_pages=93-102; citation_id=CR10

citation_title=Talk is Cheap: The Promise of Regulatory Reform in North American Telecommunications; citation_publication_date=1995; citation_id=CR11; citation_author=R. Crandall; citation_author=L. Waverman; citation_publisher=The Brookings Institution

The Council of State Governments. 1986–2001. The Book of the States. Vols. 29–40. Lexington, Kentucky.

citation_journal_title=Journal of Economics and Management Strategy; citation_title=Explaining the Choice Among Regulatory Plans in the U.S. Telecommunications Industry; citation_author=S. Donald, D. Sappington; citation_volume=4; citation_issue=2; citation_publication_date=1995; citation_pages=237-265; citation_id=CR13

citation_journal_title=Journal of Regulatory Economics; citation_title=Choosing Among Regulatory Options in the United States Telecommunications Industry; citation_author=S. Donald, D. Sappington; citation_volume=12; citation_issue=3; citation_publication_date=1997; citation_pages=227-243; citation_id=CR14

citation_journal_title=Information Economics and Policy; citation_title=Multidimensional Performance in Telecommunications, Regulation, and Competition: Analyzing the European Major Players; citation_author=G. Fraquelli, D. Vannoni; citation_volume=12; citation_issue=1; citation_publication_date=2000; citation_pages=27-46; citation_id=CR15

citation_title=Econometric Analysis; citation_publication_date=1993; citation_id=CR16; citation_author=W. Greene; citation_publisher=MacMillan Publishing Company

citation_title=Determinants of the Regional Distribution of Information Technology Infrastructure in the U.S.; citation_inbook_title=The Electronic Village: Public Policy Issues of the Information Economy; citation_publication_date=1999; citation_id=CR17; citation_author=S. Greenstein; citation_author=M. Lizardo; citation_publisher=C.D. Howe Institute

Greenstein, S., M. Lizardo, and P. Spiller. 1997. “The Evolution of Advanced Large Scale Information Infrastructure in the United States.” National Bureau of Economic Research Working Paper No. 5929.

citation_journal_title=Journal of Economics and Management Strategy; citation_title=The Effect of Incentive Regulation on Infrastructure Modernization: Local Exchange Companies' Deployment of Digital Technology; citation_author=S. Greenstein, S. McMaster, P. Spiller; citation_volume=4; citation_issue=2; citation_publication_date=1995; citation_pages=187-236; citation_id=CR19

Greenstein, S., and P. Spiller. 1996. “Estimating the Welfare Effects of Digital Infrastructure.” National Bureau of Economic Research Working Paper No. 5770.

citation_journal_title=Econometrica; citation_title=Panel Data and Unobservable Individual Effects; citation_author=J. Hausman, W. Taylor; citation_volume=49; citation_issue=6; citation_publication_date=1981; citation_pages=1377-1398; citation_id=CR21

citation_journal_title=Information Economics and Policy; citation_title=A Matter of Connections: OECD Telecommunications Sector Productivity and the Role of Cellular Technology Diffusion; citation_author=R. Jha, S. Majumdar; citation_volume=11; citation_issue=3; citation_publication_date=1999; citation_pages=243-269; citation_id=CR22

citation_journal_title=Journal of Regulatory Economics; citation_title=The Effects of Regulation and Competition on the Price of AT&T Intrastate Telephone Service; citation_author=R. Kaestner, B. Kahn; citation_volume=2; citation_issue=4; citation_publication_date=1990; citation_pages=363-377; citation_id=CR23

citation_journal_title=State Telephone Regulation Report; citation_title=Telcos in East Examine Price Caps to Tackle Competition; citation_author=H. Kirchhoff; citation_volume=12; citation_issue=3; citation_publication_date=1994; citation_pages=1-7; citation_id=CR24

citation_journal_title=State Telephone Regulation Report; citation_title=Alternate Regulation Seeks Foothold in Rocky West; citation_author=H. Kirchhoff; citation_volume=12; citation_issue=4; citation_publication_date=1994; citation_pages=1-7; citation_id=CR25

citation_journal_title=State Telephone Regulation Report; citation_title=RHCs in East Convince 8 States to Embrace Price Cap Regulation; citation_author=H. Kirchhoff; citation_volume=13; citation_issue=3; citation_publication_date=1995; citation_pages=1; citation_id=CR26

citation_journal_title=State Telephone Regulation Report; citation_title=Western States May See Major Swing to Price Caps This Year; citation_author=H. Kirchhoff; citation_volume=13; citation_issue=4; citation_publication_date=1995; citation_pages=1; citation_id=CR27

citation_journal_title=State Telephone Regulation Report; citation_title=Two-Thirds of Eastern States Have Switched to Price Caps; citation_author=H. Kirchhoff; citation_volume=14; citation_issue=2; citation_publication_date=1996; citation_pages=1; citation_id=CR28

citation_journal_title=State Telephone Regulation Report; citation_title=Price Caps Still Struggling for Acceptance in Western States; citation_author=H. Kirchhoff; citation_volume=14; citation_issue=3; citation_publication_date=1996; citation_pages=1; citation_id=CR29

citation_journal_title=State Telephone Regulation Report; citation_title=Price Cap Regulation has Become the Norm in the East; citation_author=H. Kirchhoff; citation_volume=15; citation_issue=6; citation_publication_date=1997; citation_pages=1-9; citation_id=CR30

citation_journal_title=State Telephone Regulation Report; citation_title=Price Caps Struggle in Western States, But '97 May See Major Changes; citation_author=H. Kirchhoff; citation_volume=15; citation_issue=7; citation_publication_date=1997; citation_pages=1-8; citation_id=CR31

citation_journal_title=State Telephone Regulation Report; citation_title=Earnings Regulation for Big Incumbent Telcos Just About Extinct in Eastern U.S.; citation_author=H. Kirchhoff; citation_volume=16; citation_issue=7; citation_publication_date=1998; citation_pages=1-4; citation_id=CR32

citation_journal_title=State Telephone Regulation Report; citation_title=Price Caps Still Struggle in Western States, But '98 May See Some Changes; citation_author=H. Kirchhoff; citation_volume=16; citation_issue=8; citation_publication_date=1998; citation_pages=1-2; citation_id=CR33

citation_journal_title=State Telephone Regulation Report; citation_title=Price Caps are ‘standard’ Regulatory Method for Eastern U.S. Incumbent Telcos; citation_author=H. Kirchhoff; citation_volume=17; citation_issue=17; citation_publication_date=1999; citation_pages=1-3; citation_id=CR34

citation_journal_title=State Telephone Regulation Report; citation_title=Price Caps Take Solid Hold in Western U.S., Rate-of-Return Lingers; citation_author=H. Kirchhoff; citation_volume=17; citation_issue=18; citation_publication_date=1999; citation_pages=1-3; citation_id=CR35

citation_journal_title=Utilities Policy; citation_title=Local Telephone Pricing: Competitive Forces at Work; citation_author=C. Knittel; citation_volume=6; citation_issue=2; citation_publication_date=1997; citation_pages=87-96; citation_id=CR36

citation_journal_title=Journal of Regulatory Economics; citation_title=The Effects of Incentive Regulation in the Telecommunications Industry; citation_author=D. Kridel, D. Sappington, D. Weisman; citation_volume=9; citation_issue=3; citation_publication_date=1996; citation_pages=269-306; citation_id=CR37

citation_journal_title=Journal of Regulatory Economics; citation_title=A Model of Sliding-Scale Regulation; citation_author=T. Lyon; citation_volume=9; citation_issue=3; citation_publication_date=1996; citation_pages=227-247; citation_id=CR38

Magura, M. 1998. “Incentive Regulation and Local Exchange Carrier Pricing Policies.” Northwestern University mimeo.

citation_journal_title=Journal of Economic Behavior and Organization; citation_title=X-Efficiency in Emerging Competitive Markets: The Case of U.S. Telecommunications; citation_author=S. Majumdar; citation_volume=26; citation_issue=1; citation_publication_date=1995; citation_pages=129-144; citation_id=CR40

citation_journal_title=Journal of Business; citation_title=Incentive Regulation and Productive Efficiency in the U.S. Telecommunications Industry; citation_author=S. Majumdar; citation_volume=70; citation_issue=4; citation_publication_date=1997; citation_pages=547-576; citation_id=CR41

citation_journal_title=Rand Journal of Economics; citation_title=The Impact of Alternative Forms of State Regulation of AT&T on Direct-Dial, Long-Distance Telephone Rates; citation_author=A. Mathios, R. Rogers; citation_volume=20; citation_issue=3; citation_publication_date=1989; citation_pages=437-453; citation_id=CR42

citation_title=Telephone Companies in Paradise: A Case Study in Telecommunications Deregulation; citation_publication_date=1993; citation_id=CR43; citation_author=M. Mueller; citation_publisher=Transaction Publishers

citation_title=Utility Regulatory Policy in the United States and Canada; citation_publication_date=1991; citation_id=CR44; citation_publisher=NARUC

citation_title=Profiles of Regulatory Agencies of the United States and Canada; citation_publication_date=1991; citation_id=CR45; citation_publisher=NARUC

citation_title=Annual Report on Utility and Carrier Regulation; citation_publication_date=1985; citation_id=CR46; citation_publisher=NARUC

citation_title=Bell Operating Companies Exchange Service Telephone Rates; citation_publication_date=1985; citation_id=CR47; citation_publisher=NARUC

National Governor's Association. 2000. “The Governors, Political Affiliations, and Terms of Office, 2000.” NGA web site (www.nga.org/Governor/GovMasterList.htm).

citation_journal_title=Rand Journal of Economics; citation_title=Price-Cap Versus Rate-of-Return Regulation in a Stochastic-Cost Model; citation_author=E. Pint; citation_volume=23; citation_issue=4; citation_publication_date=1992; citation_pages=564-578; citation_id=CR49

citation_journal_title=Information Economics and Policy; citation_title=Productivity Growth and Regulation in U.S. Local Telephony; citation_author=M. Resende; citation_volume=11; citation_issue=1; citation_publication_date=1999; citation_pages=23-44; citation_id=CR50

citation_journal_title=Oxford Economic Papers; citation_title=Regulatory Regimes and Efficiency in U.S. Local Telephony; citation_author=M. Resende; citation_volume=52; citation_issue=3; citation_publication_date=2000; citation_pages=447-470; citation_id=CR51

citation_title=Price Regulation and Incentives; citation_inbook_title=The Handbook of Telecommunications Economics; citation_publication_date=2002; citation_id=CR52; citation_author=D. Sappington; citation_publisher=Elsevier Science Publishers

citation_title=Designing Incentive Regulation for the Telecommunications Industry; citation_publication_date=1996; citation_id=CR53; citation_author=D. Sappington; citation_author=D. Weisman; citation_publisher=MIT Press

citation_journal_title=Information Economics and Policy; citation_title=Potential Pitfalls in Empirical Investigations of the Effects of Incentive Regulation Plans in the Telecommunications Industry; citation_author=D. Sappington, D. Weisman; citation_volume=8; citation_issue=2; citation_publication_date=1996; citation_pages=125-140; citation_id=CR54

Shin, R., and J. Ying. 1993. “Efficiency in Regulatory Regimes: Evidence From Price Caps.” September. Presented at the Twenty-First Annual Telecommunications Policy Research Conference: Solomons, Maryland.

citation_journal_title=Journal of Economics and Management Strategy; citation_title=The Consequence of Appointment Methods and Party Control for Telecommunications Pricing; citation_author=S. Smart; citation_volume=3; citation_issue=2; citation_publication_date=1994; citation_pages=301-323; citation_id=CR56

Tardiff, T., and W. Taylor. 1993. “Telephone Company Performance Under Alternative Forms of Regulation in the U.S.” National Economic Research Associates mimeo.

Taylor, W., C. Zarkadas, and J. D. Zona. 1992. “Incentive Regulation and the Diffusion of New Technology in Telecommunications.” National Economic Research Associates mimeo.

Telcordia Technologies, Inc. 1995–1999. NPA/NXX Active Code List. Volumes 5–10. Piscataway, New Jersey.

Telcordia Technologies, Inc. 2000. Traffic Routing Administration web site (www.trainfo.com).

citation_title=REIS CD-ROM, 1969–1994; citation_publication_date=1996; citation_id=CR61; citation_publisher=Economics and Statistics Administration, Bureau of Economic Analysis, Regional Economic Measurement Division

citation_title=Statistical Abstract of the United States; citation_publication_date=1986; citation_id=CR62; citation_publisher=Bureau of the Census

United States Department of Commerce. 2000. Bureau of Labor Statistics web site (www.bls.gov).

United States Department of Commerce. 2000. Bureau of the Census web site (www.census.gov).

United States Federal Communications Commission. 1990–1999. ARMIS Quarterly Reports: 43-01, 43-05, and 43-07.

United States Federal Communications Commission. 1986–1999. Statistics of Communications Common Carriers. Washington, D.C.

United States Federal Communications Commission. 1998. Local Competition. Report by the Industry Analysis Division of the Common Carrier Bureau.

citation_journal_title=Journal of Economic Perspectives; citation_title=Economic Perspectives on Privatization; citation_author=J. Vickers, G. Yarrow; citation_volume=5; citation_issue=2; citation_publication_date=1991; citation_pages=111-132; citation_id=CR68

citation_journal_title=Public Choice; citation_title=Ownership Versus Competition: Efficiency in Public Enterprise; citation_author=A. Vining, A. Boardman; citation_volume=73; citation_issue=2; citation_publication_date=1991; citation_pages=205-240; citation_id=CR69

Woroch, G. 2000. “Competition's Effect on Investment in Digital Infrastructure.” University of California-Berkeley mimeo.