How to avoid unjust energy transitions: insights from the Ruhr region

Anmol Arora1, Heike Schroeder2
1Rajasthan, India
2School of International Development, University of East Anglia, Norwich Research Park, Norwich, NR4 7TJ, UK

Tóm tắt

Abstract Background The transition of the Ruhr region in Germany from a hard coal belt into a knowledge-based economy with a dynamic service sector and state of the art universities over the past 60–80 years has been widely touted as a successful example of how just and fair low carbon energy transitions can unfold. Methods This paper leverages documentary analysis of data across a wide array of sources to test these claims and identify lessons by creating a novel just energy transition framework. Results The study finds economic motivation, mindset and reorientation—not environmental concerns—to be the defining features for at least the first two decades of this shift. The lack of willingness to acknowledge environmental impacts and market realities has delayed the transition and led to wasteful allocation of resources towards supporting the hard coal mining industry. The prominence given to distributional justice cushions the victims of this transition financially, but does not allow a broad based coalition to advance the transition process. It is in the second phase (mid-1980s onwards that we see procedural aspects of justice come forth and support greater ownership and sustainability of the transition to emerge, while the evidence of recognition justice continues to be scant. Conclusions There are many nuanced successes in the Ruhr’s example, along with some failures worth highlighting. It is in the breakdown of this transition into two distinct phases and their nuances (particularly in the domain of justice) that fresh insights emerge and allow for a better understanding of what constitutes a suitable energy transition in a particular socio-economic and political context. As the international community embarks on ambitious greenhouse gas reduction targets, it can maximise the benefits and minimise the damages and costs by considering these realities on the ground.

Từ khóa


Tài liệu tham khảo

Bloomberg (2020) Why India can’t match China’s net-zero emissions pledge. https://www.bloombergquint.com/business/why-india-cant-match-chinas-net-zero-emissions-pledge. Accessed 31 Mar 2019

Scroll (2021) In the global race to net-zero emissions, finishing just is more important than finishing first. https://scroll.in/article/992717/in-the-global-race-to-net-zero-emissions-finishing-just-is-more-important-than-finishing-first. Accessed 8 July 2021

UK Presidency (2021) United Nation climate change conference UK 2021. Global coal to clean power transition statement. https://ukcop26.org/global-coal-to-clean-power-transition-statement/. Accessed 25 Jan 2022

Gambhir A, Green F, Pearson PJ (2018) Towards a just and equitable low-carbon energy transition. Grantham Institute Briefing Paper 26

Carley S, Konisky DM (2020) The justice and equity implications of the clean energy transition. Nat Energy 5(8):569–577

García-García P, Carpintero Ó, Buendía L (2020) Just energy transitions to low carbon economies: a review of the concept and its effects on labour and income. Energy Res Soc Sci 70:101664. https://doi.org/10.1016/j.erss.2020.101664

Fraune C (2018) A gendered perspective on energy transformation processes. In: Goldthau A, Keating MF, Kuzemko C (eds) Handbook of the international political economy of energy and natural resources. Edward Elgar, Cheltenham, pp 62–76

Temper L, Walter M, Rodriguez I, Kothari A, Turham E (2018) A perspective on radical transformations to sustainability: resistances, movements and alternatives. Sustain Sci 13(3):747–764

Ahlborg H (2017) Towards a conceptualization of power in energy transitions. Environ Innov Soc Transit 25:122–141

Williams S, Doyon A (2020) The energy futures lab: a case study of justice in energy transitions. Environ Innov Soc Transit 37:290–301. https://doi.org/10.1016/j.eist.2020.10.001

Blythe J, Silver J, Evans L, Armitage D, Bennett NJ, Moore ML, Morrison TH, Brown K (2018) The dark side of transformation: latent risks in contemporary sustainability discourse. Antipode 50(5):1206–1223

Gillard R, Gouldson A, Paavola J, Van Alstine J (2016) Transformational responses to climate change: beyond a systems perspective of social change in mitigation and adaptation. WIREs Clim Change 7:251–265

Kittinger JN, Teh LC, Allison EH, Bennett NJ, Crowder LB, Finkbeiner EM, Hicks C, Scarton CG, Nakamura K, Ota Y, Young J (2017) Committing to socially responsible seafood. Science 356(6341):912–913

Martin A, Armijos MT, Coolsaet B, Dawson N, Edwards GAS, Few R, Gross-Camp N, Rodriguez I, Schroeder H, Tebboth MGL, White CS (2020) Environmental justice and transformations to sustainability. Environ Sci Policy 62(6):19–30. https://doi.org/10.1080/00139157.2020.1820294

Henry MS, Bazilian MD, Markuson C (2020) Just transitions: histories and futures in a post-COVID world. Energy Res Soc Sci 68:101668. https://doi.org/10.1016/j.erss.2020.101668

Jenkins K, McCauley D, Heffron R, Stephan H (2016) Energy justice: a conceptual review. Energy Res Soc Sci 11:174–182

Heffron R, McCauley D (2018) What is the ‘just transitions’? Geforum 88:74–77

Hopkins D, Kester J, Meelen T, Schwanen T (2020) Not more but different: a comment on the transitions research agenda. Environ Innov Soc Transit 34:4–6

Axon S, Morrissey J (2020) Just energy transitions? Social inequities, vulnerabilities and unintended consequences. Build Cities 1(1):393–411. https://doi.org/10.5334/bc.14

JTRC (2018) Mapping just transition(s) to a low-carbon world. Just Transition Research Collaborative, United Nations Research Institute for Social Development (UNRISD). https://www.unrisd.org/unrisd/website/document.nsf/(httpPublications)/9B3F4F10301092C7C12583530035C2A5?OpenDocument. Accessed 28 Feb 2022

Pinker (2020) Just transitions: a comparative perspective. Report prepared for the Just Transition Commission providing a comparison of just transitions in other countries. https://www.gov.scot/publications/transitions-comparative-perspective/#:~:text=In%20existing%20policies%20and%20literature,ways%20(see%20Section%201.2).&text=In%20this%20definition%2C%20justice%20and,towards%20a%20low%2Dcarbon%20world. Accessed 1 Apr 2021

Eisenberg AM (2019) Just transitions. South Calif Law Rev 92:273

Murphy JT (2015) Human geography and socio-technical transition studies: promising intersections. Environ Innov Soc Transit 17:73–91

Bridge G, Bouzarovski S, Bradshaw M et al (2013) Geographies of energy transition: space, place and the low-carbon economy. Energy Policy 53:331–340

ILO (2014) A just transition for all: can the past inform the future. Geneva. https://www.ilo.org/wcmsp5/groups/public/---ed_dialogue/---actrav/documents/publication/wcms_375223.pdf. Accessed 2 Apr 2021

UNFCCC (2016) FCCC/CP/2015/10/Add.1. https://unfccc.int/resource/docs/2015/cop21/eng/10a01.pdf. Accessed 1 Mar 2022

Hughes K, Rescalvo M (2021) Just transition beyond the energy sector. https://www.adb.org/sites/default/files/publication/746406/adb-brief-195-just-transition-beyond-energy-sector.pdf. Accessed 28 Feb 2022

Schepelmann P, Kemp R, Schneidewind U (2016) The eco-restructuring of the Ruhr District as an example of a managed transition. In: Brauch H, Oswald Spring Ú, Grin J, Scheffran J (eds) Handbook on sustainability transition and sustainable peace, vol 10. Hexagon series on human and environmental security and peace. Springer, Cham. https://doi.org/10.1007/978-3-319-43884-9_28

Goch S (2009) Politik für Ruhrkohle und Ruhrrevier - von der Ruhrkohle AG zum neuen Ruhrgebiet. In: Die Präsidentin des Landtages Nordrhein-Westfalen

(ed) Kumpel und Kohle - Der Landtag NRW und die Ruhrkohle 1946 bis 2008, vol 19. Schriften des Landtags Nordrhein-Westfalen. Düsseldorf, pp 125-165

Sheldon P, Junankar R, de Rosa PA (2018) The Ruhr or Appalachia? Deciding the future of Australia’s coal power workers and communities. University of New South Wales, Industrial Relations Research Centre, Sydney

Galgóczi B (2014) The long and winding road from black to green. Int J Labour Res 6(2):217–240

Lazer L (2021) A just transition to a zero-carbon world is possible. Here’s how. https://www.wri.org/insights/just-transition-zero-carbon-world-possible-heres-how. Accessed 4 Mar 2022

Botta E (2018) A review of ‘transition management’ strategies: lessons for advancing the green low-carbon transition, OECD issue paper, green growth and sustainable development platform forum annual conference, November. Organisation for Economic Co-operation and Development (OECD), Paris

Climate Transparency (2021) https://germanwatch.org/sites/default/files/ct_report_2021_-_country_profile_germany.pdf. Accessed 28 Feb 2022

Bryce E (2017) Germany’s transition from coal to renewable energy offers lessons for the rest of the world. https://ensia.com/features/german-transition-coal-renewable-energy/. Access: 2 Apr 2021

Galgóczi B (2019) Phasing out coal—a just transition approach. ETUI research paper-working paper. ILO, Geneva

Togaridou K (2020) Social fairness, inclusion & successfulness in EU coal transition processes. Masters thesis, University of Gothenburg. https://gupea.ub.gu.se/handle/2077/66601. Accessed 1 Mar 2022

Piggot G, Boyland M, Down A, Torre AR (2019) Realizing a just and equitable transition away from fossil fuels. Development. 202033

Abraham J (2017) Just transitions for the miners: labor environmentalism in the Ruhr and Appalachian coalfields. New Polit Sci 39(2):218–240

Goess S, de Jong M, Meijers E (2016) City branding in polycentric urban regions: identification, profiling and transformation in the Randstad and Rhine-Ruhr. Eur Plan Stud 24(11):2036–2056

Oei PY, Brauers H, Herpich P (2020) Lessons from Germany’s hard coal mining phase-out: policies and transition from 1950 to 2018. Clim Policy 20(8):963–979

Bulkeley HA, Edwards GAS, Fuller S (2014) Contesting climate justice in the city: examining politics and practice in urban climate change experiments. Glob Environ Change 25:31–40

McGinnis MD, Ostrom E (2012) Reflections on Vincent Ostrom, public administration, and polycentricity. Public Adm Rev 72(1):15–25

Brauers H, Von Hirschhausen C, Oei PY, Herpich P, Juergens I, Neuhoff K, Richstein J (2018) Coal transition in Germany. Learning from past transitions to build phase-out pathways. IDDRI and Climate Strategies, Berlin, Germany. https://www.iddri.org/sites/default/files/PDF/Publications/Catalogue%20Iddri/Rapport/20180609_ReportCOAL_Germany.pdf. Accessed 28 Feb 2022

Ostrom E (2010) Beyond markets and states: polycentric governance of complex economic systems. Am Econ Rev 100(3):641–672

Geels FW (2002) Technological transitions as evolutionary reconfiguration processes: a multi-level perspective and a case-study. Res Policy 31(8–9):1257–1274

Cash DW, Adger W, Berkes F, Garden P, Lebel L, Olsson P, Pritchard L, Young O (2006) Scale and cross-scale dynamics: governance and information in a multilevel world. Ecol Soc 11(2):8

Mavrogenis S (2019) Just transition is possible! The case of Ruhr (Germany). https://regionsbeyondcoal.eu/just-transition-is-possible-the-case-of-ruhr-germany/ Accessed 2 Apr 2021

Hospers GJ (2004) Restructuring Europe’s rustbelt. Intereconomics 39(3):147–156

Germanwatch (n.d) Transformation experiences of coal regions: recommendations for Ukraine and other European countries. https://germanwatch.org/sites/default/files/Study_Transformation_Experiences_Coal_Regions_EN.pdf. Accessed 15 Feb 2022

World Resources Institute (2020) Germany: the Ruhr Region’s pivot from coal mining to a hub of green industry and expertise. https://www.wri.org/just-transitions/germany-ruhr-region. Accessed 15 Feb 2022

Schulz S, Schwartzkopff J (2016) Instruments for a managed coal phase-out: German and international experiences with structural change. E3G. https://www.e3g.org/docs/Experiences_with_structural_change_EN.pdf. Accessed 28 Feb 2022

Mercier S (2020) Four case studies on just transition: lessons for Ireland. http://files.nesc.ie/nesc_research_series/Research_Series_Paper_15_TTCaseStudies.pdf. Accessed 15 Feb 2022

Farrenkopf M (2009) Wirtschaftswunder und erste Kohlekrisen. In: Die Präsidentin des Landtages Nordrhein-Westfalen

(ed) Kumpel und Kohle - Der Landtag NRW und die Ruhrkohle 1946 bis 2008, vol 19. Schriften des Landtags Nordrhein-Westfalen. Düsseldorf, pp 49-95

Goch S (2002) Betterment without airs: social, cultural, and political consequences of de-industrialization in the Ruhr. Int Rev Soc Hist 47(S10):87–111

Dahlbeck E, Gärtner S (2021) Analysis of the historical structural change in the German hard coal mining Ruhr area. https://www.umweltbundesamt.de/sites/default/files/medien/1410/publikationen/2021-12-08_cc_30-2021_case-study_analysis_historical_structural_change_ruhr_area.pdf. Accessed 3 Mar 2022

Reitzenstein A, Popp R (2019) The German coal commission—a role model for transformative change?. Eur Clim Initiat EUKI E3G, pp 1–13

Hartmann C (2008) Case study North Rhine-Westphalia (DE) https://ec.europa.eu/regional_policy/sources/docgener/evaluation/pdf/expost2006/wp4_cs_north_rhine_westphalia.pdf. Accessed 15 Feb 2022

Taylor R (2015) A review of industrial restructuring in the Ruhr Valley and relevant points for China. https://c2e2.unepdtu.org/wp-content/uploads/sites/3/2016/04/industrial-restructuring-in-the-ruhr-valley.pdf. Accessed 3 Mar 2022

Füg F, Ibert O (2020) Assembling social innovations in emergent professional communities. The case of learning region policies in Germany. Eur Plan Stud 28(3):541–562. https://doi.org/10.1080/09654313.2019.1639402

OECD (2017) Germany’s effort to phase out and rationalise its fossil-fuel subsidies. https://www.oecd.org/fossil-fuels/Germany-Peer-Review.pdf. Accessed 3 Mar 2022

Wehrmann B (2018) Germany’s coal exit commission. https://www.cleanenergywire.org/factsheets/germanys-coal-exit-commission. Accessed 5 Apr 2021

Nonn C (2001) Die Ruhrbergbaukrise: Entindustrialisierung und Politik 1958–1969. Kritische Studien zur Geschichtswissenschaft, Bd. 149. Göttingen: Vandenhoeck & Ruprecht

Appunn K (2018) Germany bids farewell to domestic hard coal mining. https://www.cleanenergywire.org/news/germany-bids-farewelldomestic-hard-coalmining. Accessed 5 Apr 2021

Strava C, Esselborn S (2012) A German coal pit, reinvented. https://www.thepolisblog.org/2012/09/germanys-coal-pit-reinvents-itself.html. Accessed 15 Feb 2022

Heinze RG (2006) Das Ruhrgebiet im Standortwettbewerb: Modellregion für Innovationen? Dortmund. https://www.ssoar.info/ssoar/bitstream/handle/document/12122/ssoar-2006-heinze-das_ruhrgebiet_im_standortwettbewerb_modellregion.pdf?sequence=1&isAllowed=y&lnkname=ssoar-2006-heinze-das_ruhrgebiet_im_standortwettbewerb_modellregion. Accessed 4 Mar 2022

Rehfeld D, Nordhause-Janz J (2017) Integration–fragmentation–reintegration? Studying cluster evolution, regional path development and cluster policies in the Ruhr Area. In: Fornahl D, Hassink R (eds) The life cycle of clusters: a policy perspective. Edward Elgar Publishing, Cheltenham, pp 242–258

Kriegesmann B, Böttcher M, Lippmann T (2015) The regional economic importance of science for the Ruhr area. Location 40:177–183. https://doi.org/10.1007/s00548-016-0438-9

Meis K (2016) How did Germany get its energy transition right? https://www.greenbiz.com/article/how-did-germany-get-its-energy-transition-right. Accessed 5 Apr 2021

Schmitz-Borchert H (2011) The Gelsenkirchen case: catalyzing industrial transformation with clean energies. Paper delivered at London School of Economics, London, 22 March. http://www.ils-forschung.de/down/HP_Schmitz-Borchert_Notes.pdf. Accessed 5 Apr 2021

Wouters F, Gajewski S (2002) Solar city Gelsenkirchen: from thousand fires to thousand suns. WIT Trans Ecol Environ. https://doi.org/10.2495/URS020261

Heinze RG, Voelzkow H (1991) Regionalization of structural policy in North Rhine-Westphalia. In: Blanke B (ed) State and City. VS Verlag für Sozialwissenschaften, Wiesbaden, pp 461–476

Rosemberg S (2017) Strengthening just transition policies in international climate governance, policy analysis brief, April, The Stanley Foundation. The Stanley Centre, Muscatine

JDEC (2019) Just energy transition: a reality test in Europe’s coal regions. https://institutdelors.eu/wp-content/uploads/2019/05/190521-Coal-regions-2.pdf. Accessed 3 Apr 2022

Carter DK (ed) (2016) Remaking post-industrial cities: lessons from North America and Europe. Routledge, London

Dahlbeck E, Gärtner S (2019) Just transition for regions and generations: experiences from structural change in the Ruhr area. WWF Germany, Berlin

Berger S (2019) Industrial heritage and the ambiguities of nostalgia for an industrial past in the Ruhr Valley, Germany. Labor 16(1):37–64

Der Spiegel (1960) Escape from the district. https://www.spiegel.de/politik/flucht-aus-dem-revier-a-87bf1be7-0002-0001-0000-000043066292?context=issue. Accessed 5 Apr 2021

Campbell S, Coenen L (2017) Transitioning beyond coal: lessons from the structural renewal of Europe’s old industrial regions. In: CCEP working papers. Centre for Climate Economics & Policy, Crawford School of Public Policy. The Australian National University

Lauber V, Mez L (2004) Three decades of renewable electricity policies in Germany. Energy Environ 15(4):599–623

Newbery DM (1995) Removing coal subsidies: implications for European electricity markets. Energy Policy 23(6):523–533

Meyer B, Küchler S, Hölzinger O (2010) State subsidies for hard coal and lignite in the period 1950–2008. Ecological-Social e Market Economy eV (FÖS). FÖS Study on behalf of Greenpeace, Berlin