Is Voluntary Pollution Abatement in the Absence of a Carrot or Stick Effective? Evidence from Facility Participation in the EPA’s 33/50 Program

Springer Science and Business Media LLC - Tập 52 - Trang 369-393 - 2011
Martina Vidovic1, Neha Khanna2
1Department of Economics, CSS 262, Rollins College, Winter Park, USA
2Department of Economics and Environmental Studies Program, LT1004, Binghamton University, Binghamton, USA

Tóm tắt

We examine whether voluntary pollution abatement programs in which there is no program-specific participation incentive are effective in reducing emissions below what they would have been otherwise. We use data on facility participation in the 33/50 Program and emissions reported to the US EPA’s toxic releases inventory (TRI) between 1991 and 1995 for a sample of facilities whose parent firms committed to the program. By focusing on participation by individual facilities we avoid the influence of firm level incentives under the program. The mandatory disclosure of emissions data to the TRI avoids the potential bias evident in voluntarily disclosed data. We find that while facilities with larger total emissions were more likely to participate, there is no evidence of greater participation by facilities that account for a higher share of a parent firm’s 33/50 emissions. Although emissions of the 33/50 chemicals fell over the years, we find that participation in the program was not associated with the decline in the 33/50 releases generated by these facilities and the reductions seemed to have occurred for reasons unrelated to the program.

Tài liệu tham khảo

Arellano M, Bond S (1991) Some tests of specification for panel data: Monte Carlo evidence and an application to employment equations. Rev Econ Stud 58: 277–297 Arellano M, Bover O (1995) Another look at the instrumental variable estimation of error components models. J Economet 68: 29–51 Arimura TH, Darnall H, Katayama H (2011) Is ISO 14001 a gateway to more advanced voluntary action? The case of green supply chain management. J Environ Econ Manag 61: 170–182 Arora S, Cason TN (1996) Why do firms volunteer to exceed environmental regulations? Understanding participation in EPA’s 33/50 program. Land Econ 72: 413–432 Arora S, Gangopadhyay S (1995) Towards a theoretical model of voluntary over-compliance. J Econ Behr Organ 28: 289–309 Bi X, Khanna M (2009) Re-assessment of the impact of EPA’s voluntary 33/50 program on toxic releases. Working paper, Department of Agricultural and Consumer Economics at University of Illinois at Urbana Champaign Blackman A, Lahiri B, Pizer W, Rivera Planter M, Munoz Pina C (2010) Voluntary environmental regulation in developing countries: Mexico’s Clean Industry Program. J Environ Econ Manag 60: 182–192 Blundell R, Bond S (1998) Initial conditions and moment restrictions in dynamic panel data methods. J Economet 87: 111–143 Bond S, Meghir C (1994) Dynamic investment models and the firm’s financial policy. Rev Econ Stud 61: 197–222 Brouhle K, Griffiths C, Wolverton A (2005) The use of voluntary approaches for environmental policymaking in the US. In: Croci E (eds) The handbook of environmental voluntary agreements. Springer, Dordrecht Darnal N, Carmin J (2005) Cleaner and greener? The signaling accuracy of U.S. voluntary environmental programs. Pol Sci 38: 71–90 Environmental Protection Agency (EPA) (1995) EPA’s 33/50 program: sixth progress update. Office of Pollution Prevention and Toxics EPA 745-K-95-001 Environmental Protections Agency (EPA) (1999) Office of Pollution Prevention and Toxics, 33/50 program: the final record. Washington DC EPA 745-R-99-004 Gamper-Rabindran S (2006) Did the EPA’s voluntary industrial toxics program reduce emissions? A GIS analysis of distributional impacts and by-media analysis of substitution. J Environ Econ Manag 52: 391–410 Gamper-Rabindran S, Finger S (2010) Does self-regulation reduce pollution? Responsible Care in the chemicals industry. Working paper number 32, Center for Industry Studies University of Pittsburgh Greenstone M (2002) The impacts of environmental regulations on industrial activity: evidence from the 1970 to 1977 clean air act amendments and the census of manufacturers. J Polit Econ 110: 1175–1219 Halladay JS (2010) Are exporters mother nature’s best friends? Mimeo, 15 July 2010 Hamilton JT (1997) Taxes, torts, and toxics release inventory: congressional voting record on instruments to control pollution. Econ Inquiry 35: 745–762 Henriques I, Sadorsky P (1996) The Determinants of an environmentally responsive firm: an empirical approach. J Environ Econ Manag 30: 381–395 Innes R, Sam A (2008) Voluntary pollution reductions and the enforcement of environmental law: an empirical study of the 33/50 program. J Law Econ 51: 271–296 Khanna M, Damon LA (1999) EPA’s voluntary 33/50 program: impact on toxic releases and economic performance of firms. J Environ Econ Manag 37: 1–25 Khanna N, Vidovic M (2001) Facility participation in voluntary pollution prevention programs and the role of community characteristics: evidence from the 33/50 program. Working paper, Department of Economics at Binghamton University Kim EH, Lyon TP (2011) Strategic environmental disclosure: evidence from the DOEs voluntary greenhouse gas registry. J Environ Econ Manag doi:10.1016/j.jeem.2010.11.001 Maxwell JW, Lyon TP, Hackett SC (2000) Self-regulation and social welfare: the political economy of corporate environmentalism. J Law Econ 63: 583–617 Roodman D (2008) How to do xtabond2: an introduction to “difference” and “system” GMM in Stata. Working paper, Center for Global Development at Washington DC Sam AG, Khanna M, Innes R (2009) Voluntary pollution reduction programs, environmental management, and environmental performance: an empirical study. Land Econ 85: 692–711 Segerson K, Miceli TJ (1998) Voluntary environmental agreements: good or bad news for environmental protection. J Environ Econ Manag 36: 109–130 Videras J, Alberini A (2000) The appeal of voluntary environmental programs: which firms participate and why?. Contemp Econ Pol 18: 449–461 Vidovic M, Khanna N (2007) Can voluntary pollution prevention programs fulfill their promises? Further evidence from the EPA’s 33/50 program. J Environ Econ Manag 53: 180–195 Vidovic M, Khanna N (2011) Sensitivity analysis for, Is voluntary pollution abatement in the absence of a carrot or a stick effective? Evidence from facility participation in the EPA’s 33/50 Program. Mimeo, November 30 Windmeijer F (2000) A finite sample correction for the variance of linear two-step GMM estimators. Working paper, Institute for Fiscal Studies at London