Early warning systems: Helping to steer a safer course

Emerald - 2000
AllanSmith1
1RFS Compliance (PIA), 2nd Floor, Murray House, 1 Royal Mint Court, London

Tóm tắt

In this paper, the author examines the steps that Barclays Retail Financial Services has taken over the last few years to help identify potential risk to investors at an earlier stage. Barclays Bank plc is regulated by the Personal Investment Authority (PIA) and has a regulated sales force of around 1,000.

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