Conformity, reciprocity and the sense of justice. How social contract-based preferences and beliefs explain norm compliance: the experimental evidence

Constitutional Political Economy - Tập 21 - Trang 171-201 - 2009
Lorenzo Sacconi1,2, Marco Faillo1
1Department of Economics, University of Trento, Trento, Italy
2EconomEtica, Interuniversity Center of Research, University Milano-Bicocca, Milan, Italy

Tóm tắt

Compliance with a social norm is a matter of self-enforceability and endogenous motivation to conform which is relevant not just to social norms but also to a wide array of institutions. Here we consider endogenous mechanisms that become effective once the game description has been enriched with pre-play communication allowing impartial agreements on a norm (even if they remain not binding in any sense). Behavioral models understand conformity as the maximization of some “enlarged” utility function properly defined to make room for the individual’s “desire” to comply with a norm reciprocally adhered to by other participants—whose conformity in turn depends on the expectation that the norm will be in fact reciprocally adhered to. In particular this paper presents an experimental study on the “conformity-with-the-ideal preference theory” (Grimalda and Sacconi in Const Polit Econ 16(3):249–276, 2005), based on a simple experimental three person game called the “exclusion game”. If the players participate in a “constitutional stage” (under a veil of ignorance) in which they decide the rule of division unanimously, the experimental data show a dramatic change in the participants’ behavior pattern. Most of them conform to the fair rule of division to which they have agreed in a pre-play communication stage, whereas in the absence of this agreement they behave more egoistically. The paper also argues that this behavior is largely consistent with what Rawls (A theory of justice, Oxford University Press, Oxford, 1971) called the “sense of justice”, a theory of norm compliance unfortunately overlooked by economists and which should be reconsidered after the behaviorist turn in economics.

Tài liệu tham khảo

Bacharach, M. (1994). The epistemic structure of a game. Theory and Decisions, 37, 7–48. Bacharach, M. (2006). Beyond individual choice: Teams and frames in game theory. Princeton: Princeton University Press. Battigalli, P., & Dufwenberg, M. (2007). Guilt in games. American Economic Review, Papers and Proceedings, 97, 170–176. Bicchieri, C. (2006). The grammar of society: The nature and dynamics of social norms. Cambridge: Cambridge University Press. Binmore, K. (1998). Game theory and the social contract, vol. 2: Just playing. Cambridge, MA: MIT Press. Binmore, K. (2005). Natural justice. Oxford: Oxford University Press. Charness, G., & Dufwenberg, M. (2006). Promises and partnership. Econometrica, 74, 1579–1601. Cubitt, R., Starmer, C., & Sugden, R. (1998). On the validity of the random lottery incentive system. Experimental Economics, 1, 115–131. Dufwenberg, M. (2008). Psychological games. In S. N. Durlauf & L. E. Blume (Eds.), The new Palgrave dictionary of economics (2nd ed.). London: Palgrave Macmillan. Ellingsen, T., & Johannesson, M. (2004). Promises, threats and fairness. The Economic Journal, 114, 397–420. Faillo, M., & Sacconi, L. (2007). Norm compliance: The contribution of behavioral economics theories. In A. Innocenti & P. Sbriglia (Eds.), Games, rationality and behaviour, essays in behavioural game theory and experiments. London: Palgrave-MacMillan. Falk, A., & Fischbacher, U. (2006). A theory of reciprocity. Games and Economic Behavior, 54(2), 293–315. Farrel, J., & Rabin, M. (1996). Cheap talk. Journal of Economic Perspectives, 10(3), 103–108. Fehr, E., & Schmidt, K. M. (1999). A theory of fairness, competition and co-operation. Quarterly Journal of Economics, 114, 817–868. Geanakoplos, J., Pearce, D., & Stacchetti, E. (1989). Psychological games and sequential rationality. Games and Economic Behavior, 1, 60–79. Grimalda, G., & Sacconi, L. (2002). The constitution of the no profit enterprise, ideals, conformism and reciprocity. University Carlo Cattaneo—LIUC paper n. 155. Grimalda, G., & Sacconi, L. (2005). The constitution of the not-for-profit organization: Reciprocal conformity to morality. Constitutional Political Economy, 16(3), 249–276. Levine, D. K. (1998). Modeling altruism and spitefulness in experiment. Review of Economic Dynamics, 1(3), 593–622. Lewis, D. (1969). Convention: A philosophical study. Cambridge, MA: Harvard University Press. Rabin, M. (1993). Incorporating fairness into game theory and economics. American Economic Review, 83(5), 1281–1302. Rawls, J. (1971). A theory of justice. Oxford: Oxford University Press. Reiter, R. (1980). A logic for default reasoning. Artificial Intelligence, 13, 81–132. Sacconi, L. (2000). The social contract of the firm: Economics, ethics and organisation. Springer. Sacconi, L., & Faillo, M. (2005). Conformity and reciprocity in the “Exclusion Game”: An experimental investigation. Discussion Paper No. 12/05. Department of Economics University of Trento. Sacconi, L., & Grimalda, G. (2007). Ideals, conformism and reciprocity: A model of individual choice with conformist motivations, and an application to the not-for-profit case. In L. Bruni & P. L. Porta (Eds.), Handbook of happiness in economics. London: Edward Elgar. Sacconi, L., & Moretti, S. (2008). A fuzzy logic and default reasoning model of social norms and eqiulibrium selection in games under unforeseen contingencies. International Journal of Uncertainty, Fuzziness and Knowledge Based Systems, 16(1), 59–81. Siegel, S., & Castellan, N. J. (1988). Nonparametric statistics for the behavioral sciences. New York: McGraw-Hill. Starmer, C., & Sugden, R. (1991). Does the random-lottery incentive system elicit true preferences? An experimental investigation. American Economic Review, 81, 971–978. Vanberg, C. (2008). Why do people keep their promises? An experimental test of two explanations. Econometrica, 76, 1467–1480.