A note on the evolution of directional distance function and its development in energy and environmental studies 1997–2013

Renewable and Sustainable Energy Reviews - Tập 33 - Trang 50-59 - 2014
Ning Zhang1, Yongrok Choi2
1Institute of Poyang Lake Eco-economics & Institute of Eco-civilization Economics, Jiangxi University of Finance and Economics, Nanchang 330013, China
2Department of International Trade, Inha University, Inharo 100, Nam-gu, Incheon 402-751, Republic of Korea

Tài liệu tham khảo

United Nations. Report of the World Commission on Environment and Development. 1987 General Assembly Resolution 42/187. Färe, 1993, Derivation of shadow prices for undesirable outputs: a distance function approach, Rev Econ Stat, 75, 374, 10.2307/2109448 Shephard, 1970 Chambers, 1996, Benefit and distance functions, J Econ Theory, 70, 407, 10.1006/jeth.1996.0096 Zhou, 2008, A survey of data envelopment analysis in energy and environmental studies, Eur J Oper Res, 189, 1, 10.1016/j.ejor.2007.04.042 Song, 2012, Environmental efficiency evaluation based on data envelopment analysis: a review, Renew Sust Energy Rev, 16, 4465, 10.1016/j.rser.2012.04.052 Färe, 2005 Färe, 1989, Lovell CAK. Multilateral productivity comparisons when some outputs are undesirable: a nonparametric approach, Rev Econ Stat, 71, 90, 10.2307/1928055 Chambers, 1996, Productivity growth in APEC countries, Pac Econ Rev, 1, 181, 10.1111/j.1468-0106.1996.tb00184.x Fukuyama, 2009, A directional slacks-based measure of technical efficiency, Socio Econ Plann Sci, 43, 274, 10.1016/j.seps.2008.12.001 Färe, 2010, Directional distance functions and slacks-based measures of efficiency, Eur J Oper Res, 200, 320, 10.1016/j.ejor.2009.01.031 Barros, 2012, The technical efficiency of the Japanese banks: non-radial directional performance measurement with undesirable outputs, Omega, 40, 1, 10.1016/j.omega.2011.02.005 Zhang, 2013, Environmental energy efficiency of China׳s regional economies: a non-oriented slacks-based measure analysis, Soc Sci J, 50, 225, 10.1016/j.soscij.2013.01.003 Pastor, 2005, A global Malmquist productivity index, Econ Lett, 88, 266, 10.1016/j.econlet.2005.02.013 Battese, 2004, A metafrontier production function for estimation of technical efficiencies and technology gaps for firms operating under different technologies, J Prod Anal, 21, 91, 10.1023/B:PROD.0000012454.06094.29 Simar, 1999, Estimating and bootstrapping Malmquist indices, Eur J Oper Res, 115, 459, 10.1016/S0377-2217(97)00450-5 Chung, 1997, Productivity and undesirable outputs: a directional distance function approach, J Environ Manage, 51, 229, 10.1006/jema.1997.0146 Färe, 2001, Accounting for air pollution emissions in measures of state manufacturing productivity growth, J Reg Sci, 41, 381, 10.1111/0022-4146.00223 Weber, 2001, Productivity growth and pollution in state manufacturing, Rev Econ Stat, 83, 195, 10.1162/rest.2001.83.1.195 Arocena, 2002, Generating efficiency: economic and environmental regulation of public and private electricity generators in Spain, J Ind Org, 20, 41, 10.1016/S0167-7187(00)00073-4 Boyd, 2002, Plant level productivity, efficiency and environmental performance of the container glass industry, Environ Resour Econ, 23, 29, 10.1023/A:1020236517937 Lee, 2002, Estimation of the shadow prices of pollutants with production/environment inefficiency taken into account: a nonparametric directional distance function approach, J Environ Manage, 64, 365, 10.1006/jema.2001.0480 Ball, 2004, Incorporating environmental impacts in the measurement of agricultural productivity growth, J Agric Resour Econ, 29, 436 Domazlicky, 2004, Does environmental protection lead to slower productivity growth in the chemical industry?, Environ Resour Econ, 28, 301, 10.1023/B:EARE.0000031056.93333.3a Jeon, 2004, The role of environmental factors in growth accounting, J Appl Econ, 19, 567, 10.1002/jae.769 Shinji, 2004, Environmental productivity in China, Econ Bull, 17, 1 Färe, 2005, Characteristics of a polluting technology: theory and practice, J Econ, 126, 469, 10.1016/j.jeconom.2004.05.010 Managi, 2004, Environmental regulations and technological change in the offshore oil and gas industry, Land Econ, 81, 303, 10.3368/le.81.2.303 Picazo-Tadeo, 2005, Directional distance functions and environmental regulation, Resour Energy Econ, 27, 131, 10.1016/j.reseneeco.2004.07.001 Yörük, 2005, Productivity growth in OECD countries: a comparison with Malmquist indices, J Comp Econ, 33, 401, 10.1016/j.jce.2005.03.011 Färe, 2006, Shadow prices and pollution costs in U.S. agriculture, Ecol Econ, 56, 89, 10.1016/j.ecolecon.2004.12.022 Kumar, 2006, Environmentally sensitive productivity growth: a global analysis using Malmquist–Luenberger index, Ecol Econ, 56, 280, 10.1016/j.ecolecon.2005.02.004 Vardanyan, 2006, Approximating pollution abatement costs via alternative specifications of a multi-output production technology: a case of US electric utility industry, J Environ Manage, 80, 177, 10.1016/j.jenvman.2005.09.005 Färe, 2007, Environmental production functions and environmental directional distance functions, Energy, 32, 1055, 10.1016/j.energy.2006.09.005 McMullen, 2007, Accounting for emissions in the measurement of transit agency efficiency: a directional distance function approach, Transp Res D: Transp Environ, 12, 1, 10.1016/j.trd.2006.10.001 Piot-Lepetit, 2007, Productivity and environmental regulation: the effect of the nitrates directive in the French pig sector, Environ Resour Econ, 38, 433, 10.1007/s10640-007-9086-7 Watanabe, 2007, Efficiency analysis of Chinese industry: a directional distance function approach, Energy Policy, 35, 6323, 10.1016/j.enpol.2007.07.013 Yörük, 2007, Negative externalities, productivity growth and the catching-up hypothesis, Appl Econ Lett, 14, 429, 10.1080/13504850500438710 Managi, 2008, Environmental productivity and Kuznets curve in India, Ecol Econ, 65, 432, 10.1016/j.ecolecon.2007.07.011 Nakano, 2008, Regulatory reforms and productivity: an empirical analysis of the Japanese electricity industry, Energy Policy, 36, 201, 10.1016/j.enpol.2007.09.003 Yu, 2008, Productivity growth of Taiwan׳s major domestic airports in the presence of aircraft noise, Transp Res E: Logistics Transp Rev, 44, 543, 10.1016/j.tre.2007.01.005 Kjærsgaard, 2009, Ecological benchmarking to explore alternative fishing schemes to protect endangered species by substitution: the Danish demersal fishery in the North Sea, Environ Resour Econ, 43, 573, 10.1007/s10640-008-9251-7 Kumar, 2009, Measurement of environmental efficiency and productivity: a cross-country analysis, Environ Dev Econ, 14, 473, 10.1017/S1355770X08005032 Picazo-Tadeo, 2009, Environmental externalities and efficiency measurement, J Environ Manage, 90, 3332, 10.1016/j.jenvman.2009.05.015 Zhang, 2009, Frame work of data envelopment analysis—a model to evaluate the environmental efficiency of China׳s industrial sectors, Biomed Environ Sci, 22, 8, 10.1016/S0895-3988(09)60015-5 Chang, 2010, Total-factor energy productivity growth, technical progress, and efficiency change: an empirical study of China, Appl Energy, 87, 3262, 10.1016/j.apenergy.2010.04.026 Kaneko, 2010, Financial allocation strategy for the regional pollution abatementcost of reducing sulfur dioxide emissions in the thermal power sector in China, Energy Policy, 38, 2131, 10.1016/j.enpol.2009.06.005 Kumar, 2010, Environment and productivities in developed and developing countries: the case of carbon dioxide and sulfur dioxide, J Environ Manage, 91, 1580, 10.1016/j.jenvman.2010.03.003 Kumar, 2010, Sulfur dioxide allowances: trading and technological progress, Ecol Econ, 69, 623, 10.1016/j.ecolecon.2009.09.013 Macpherson, 2010, A directional distance function approach to regional environmental–economic assessments, Ecol Econ, 69, 1918, 10.1016/j.ecolecon.2010.04.012 Mandal, 2010, Environmental efficiency of the Indian cement industry: an interstate analysis, Energy Policy, 38, 1108, 10.1016/j.enpol.2009.10.063 Mukherjee, 2010, Measuring energy efficiency in the context of an emerging economy: the case of indian manufacturing, Eur J Oper Res, 201, 933, 10.1016/j.ejor.2009.04.012 Murty, 2007, Measuring environmental efficiency of industry: a case study of thermal power generation in India, Environ Resour Econ, 38, 31, 10.1007/s10640-006-9055-6 Nakano, 2010, Productivity analysis with CO2 emissions in Japan, Pac Econ Rev, 15, 708, 10.1111/j.1468-0106.2010.00526.x Oh, 2010, A global Malmquist–Luenberger productivity index, J Prod Anal, 34, 183, 10.1007/s11123-010-0178-y Oh, 2010, A metafrontier approach for measuring an environmentally sensitive productivity growth index, Energy Econ, 32, 146, 10.1016/j.eneco.2009.07.006 Oh, 2010, A sequential Malmquist–Luenberger productivity index: environmentally sensitive productivity growth considering the progressive nature of technology, Energy Econ, 32, 1345, 10.1016/j.eneco.2010.09.003 Zhou, 2010, Total factor carbon emission performance: a Malmquist index analysis, Energy Econ, 32, 194, 10.1016/j.eneco.2009.10.003 Briec, 2011, Productivity growth and biased technological change in hydroelectric dams, Energy Econ, 33, 853, 10.1016/j.eneco.2011.01.011 Fujii, 2011, The pollution release and transfer register system in the U.S. and Japan: an analysis of productivity, J Clean Prod, 19, 1330, 10.1016/j.jclepro.2011.01.010 Ha, 2011, Social efficiency benchmarking of Japanese domestic transport services: a comparison of rail and air, Transp Res D: Transp Environ, 16, 554, 10.1016/j.trd.2011.06.003 Khanna, 2011, Corporate environmental management and environmental efficiency, Environ Resour Econ, 50, 227, 10.1007/s10640-011-9469-7 Mahlberg, 2011, Radial and non-radial decompositions of Luenberger productivity indicator with an illustrative application, Int J Prod Econ, 131, 721, 10.1016/j.ijpe.2011.02.021 Mahlberg, 2011, Examining the drivers of total factor productivity change with an illustrative example of 14 EU countries, Ecol Econ, 72, 60, 10.1016/j.ecolecon.2011.10.001 Molinos-Senante, 2011, Cost-benefit analysis of water-reuse projects for environmental purposes: a case study for Spanish wastewater treatment plants, J Environ Manage, 92, 3091, 10.1016/j.jenvman.2011.07.023 Chiu, 2012, Decomposition of the environmental inefficiency of the meta-frontier with undesirable output, Energy Econ, 34, 1392, 10.1016/j.eneco.2012.06.003 Färe, 2012, Substitutability among undesirable outputs, Appl Econ, 44, 39, 10.1080/00036846.2010.498368 Halkos, 2012, Measuring German regions’ environmental efficiency: a directional distance function approach, Lett Spat Resour Sci, 5, 7, 10.1007/s12076-011-0074-8 Heng, 2012, Toxic air pollutants and trucking productivity in the US, Transp Res D: Transp Environ, 17, 309, 10.1016/j.trd.2012.01.001 Krautzberger, 2012, Transport and CO2: productivity growth and carbon dioxide emissions in the European commercial transport industry, Environ Resour Econ, 53, 435, 10.1007/s10640-012-9569-z Matsushita, 2012, Pollution from the electric power sector in Japan and efficient pollution reduction, Energy Econ, 34, 1124, 10.1016/j.eneco.2011.09.011 Picazo-Tadeo, 2012, Assessing eco-efficiency with directional distance functions, Eur J Oper Res, 220, 798, 10.1016/j.ejor.2012.02.025 Riccardi, 2012, Efficiency analysis of world cement industry in presence of undesirable output: application of data envelopment analysis and directional distance function, Energy Policy, 44, 140, 10.1016/j.enpol.2012.01.030 Wu, 2012, Industrial energy efficiency with CO2 emissions in China: a nonparametric analysis, Energy Policy, 49, 164, 10.1016/j.enpol.2012.05.035 Zhang, 2011, Productivity growth and environmental regulations – accounting for undesirable outputs: analysis of China׳s thirty provincial regions using the Malmquist–Luenberger index, Ecol Econ, 70, 2369, 10.1016/j.ecolecon.2011.07.019 Zhao, 2012, Does regulation on CO2 emissions influence productivity growth? The empirical test based on DEA analysis, Energy Proc, 16, 667, 10.1016/j.egypro.2012.01.108 Zhou, 2012, Energy and CO2 emission performance in electricity generation: a non-radial directional distance function approach, Eur J Oper Res, 221, 625, 10.1016/j.ejor.2012.04.022 Long, 2013, Are stronger environmental regulations effective in practice? The case of China׳s accession to the WTO, J Clean Prod, 39, 161, 10.1016/j.jclepro.2012.08.005 Wang, 2013, Energy and emissions efficiency patterns of Chinese regions: a multi-directional efficiency analysis, Appl Energy, 104, 105, 10.1016/j.apenergy.2012.11.039 He, 2013, Energy efficiency and productivity change of China׳s iron and steel industry: accounting for undesirable outputs, Energy Policy, 54, 204, 10.1016/j.enpol.2012.11.020 Yang, 2013, Regional differences of environmental efficiency of China׳s energy utilization and environmental regulation cost based on provincial panel data and DEA, Math Comput Model, 58, 1074, 10.1016/j.mcm.2012.04.004 Yuan, 2013, Measuring the environmental efficiency of the Chinese industrial sector: a directional distance function approach, Math Comput Model, 58, 936, 10.1016/j.mcm.2012.10.024 Zhang, 2013, Energy efficiency, CO2 emission performance and technology gaps in fossil fuel electricity generation in Korea: a meta-frontier non-radial directional distance function analysis, Energy Policy, 56, 653, 10.1016/j.enpol.2013.01.033 Wang, 2013, Measuring carbon dioxide emission performance in Chinese provinces: a parametric approach, Renew Sust Energy Rev, 21, 324, 10.1016/j.rser.2012.12.061 Martini, 2013, The influence of fleet mix, ownership and LCCs on airports’ technical/environmental efficiency, Transp Res E, 50, 37, 10.1016/j.tre.2012.10.005 Halkos, 2013, A conditional directional distance function approach for measuring regional environmental efficiency: evidence from UK regions, Eur J Oper Res, 227, 182, 10.1016/j.ejor.2012.12.009 Lee, 2011, Potential cost savings from internal/external CO2 emissions trading in the Korean electric power industry, Energy Policy, 39, 6162, 10.1016/j.enpol.2011.07.016 Oh D, Suh D. Reference manual for nonparaeff: nonparametric methods for measuring efficiency and productivity. Available at 〈http://cran.r-project.org/web/packages/nonparaeff/〉. Zhang, 2011, A quantitative assessment of energy strategy evolution in China and US, Renew Sust Energy Rev, 15, 886, 10.1016/j.rser.2010.09.021 Jebaraj, 2006, A review of energy models, Renew Sust Energy Rev, 10, 281, 10.1016/j.rser.2004.09.004 Ang, 2000, A survey of index decomposition analysis in energy and environmental studies, Energy, 25, 1149, 10.1016/S0360-5442(00)00039-6 Huang, 1995, Decision analysis in energy and environmental modeling, Energy, 20, 843, 10.1016/0360-5442(95)00036-G Zhou, 2006, Decision analysis in energy and environmental modeling: an update, Energy, 31, 2604, 10.1016/j.energy.2005.10.023 Zhang, 2013, Total-factor carbon emission performance of fossil fuel power plants in China: a metafrontier non-radial Malmquist index analysis, Energy Econ, 40, 549, 10.1016/j.eneco.2013.08.012 Zhang, 2013, A comparative study of dynamic changes in CO2 emission performance of fossil fuel power plants in China and Korea, Energy Policy, 62, 324, 10.1016/j.enpol.2013.07.060