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Scope exists for regulators and legislators to create “safe harbour” provisions that will encourage employers and trustees to become more active in supporting members.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Practical implications\u003C\u002Fjats:title>\u003Cjats:p>The paper makes a number of suggestions for best practice in the design and governance of defined contribution pension schemes, for example, in terms of the fund choice that should be offered.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Originality\u002Fvalue\u003C\u002Fjats:title>\u003Cjats:p>The paper provides the first comprehensive review of investment issues for UK defined contribution pension plans.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>",{"EN":117},"Defined contribution pensions: dealing with the reluctant investor",{"VOID":119},"10.1108\u002F13581980810888822","PUBLICATION",[122],"EN","https:\u002F\u002Fwww.emerald.com\u002Finsight\u002Fcontent\u002Fdoi\u002F10.1108\u002F13581980810888822\u002Ffull\u002Fhtml",[125,141,158],{"id":126,"sortIndex":99,"researcher":17,"roles":127,"affiliations":128,"properties":138},"16f8181e-a41b-4385-a6af-fb771e7d8f2e",[],[129],{"id":17,"sortIndex":18,"affiliation":130,"properties":17},{"id":131,"createTime":132,"updateTime":132,"relativeEntities":133,"slug":134,"properties":135,"entityType":46,"verifyStatus":16,"verifyTime":17,"verifyNote":17,"syncStatus":16,"languages":17,"translateLanguages":17,"viewCount":18},"bfb3cc09-77c7-4aa3-b770-69260491547b","2024-04-11T23:52:02.048+00:00",[],"Cass-Business-School-Pensions-Institute-London-UK",{"title":136},{"EN":137},"Cass Business School, Pensions Institute London, UK",{"title":139},{"EN":140},"DavidBlake",{"id":142,"sortIndex":18,"researcher":17,"roles":143,"affiliations":144,"properties":155},"6a2f28d7-0a47-4852-a3fa-ab117e360d84",[],[145],{"id":17,"sortIndex":18,"affiliation":146,"properties":17},{"id":147,"createTime":148,"updateTime":149,"relativeEntities":150,"slug":151,"properties":152,"entityType":46,"verifyStatus":16,"verifyTime":17,"verifyNote":17,"syncStatus":16,"languages":17,"translateLanguages":17,"viewCount":18},"2854c806-ddce-4d97-9f1e-435955a4560d","2024-01-28T23:14:56.991+00:00","2024-10-14T14:41:31.427+00:00",[],"University-of-Edinburgh-Business-School-Edinburgh-UK",{"title":153},{"VI":154},"University of Edinburgh Business School, Edinburgh, UK",{"title":156},{"EN":157},"AlistairByrne",{"id":159,"sortIndex":160,"researcher":17,"roles":161,"affiliations":162,"properties":168},"8f4f27a9-b4ad-4f5f-9087-561d576758dd",1,[],[163],{"id":17,"sortIndex":18,"affiliation":164,"properties":17},{"id":131,"createTime":132,"updateTime":132,"relativeEntities":165,"slug":134,"properties":166,"entityType":46,"verifyStatus":16,"verifyTime":17,"verifyNote":17,"syncStatus":16,"languages":17,"translateLanguages":17,"viewCount":18},[],{"title":167},{"EN":137},{"title":169},{"EN":170},"DebbieHarrison","ARTICLE",{"url":17,"publisher":173,"properties":17},{"id":6,"createTime":7,"updateTime":8,"relativeEntities":174,"slug":10,"properties":175,"entityType":15,"verifyStatus":16,"verifyTime":17,"verifyNote":17,"syncStatus":16,"languages":17,"translateLanguages":17,"viewCount":18,"subjectFields":178,"manageAffiliations":179,"indexDatabases":180,"url":17,"thumbnailPath":17,"statistic":195,"gsStatistic":17,"type":17,"analyzePriority":17},[],{"issn":176,"title":177},{"VOID":13},{"EN":10},[],[],[181,188],{"id":51,"indexDatabase":182,"url":66,"indexYears":17,"academicFieldIds":187,"indexDatabaseRanking":17},{"id":53,"createTime":54,"updateTime":55,"relativeEntities":183,"label":184,"description":185,"key":62,"publicationTags":186,"standard":17},[],{"EN":58,"VI":58},{"VI":60,"EN":61},[64,65],[68],{"id":70,"indexDatabase":189,"url":83,"indexYears":84,"academicFieldIds":194,"indexDatabaseRanking":88},{"id":72,"createTime":73,"updateTime":74,"relativeEntities":190,"label":191,"description":192,"key":80,"publicationTags":193,"standard":17},[],{"EN":77,"VI":77},{"EN":77,"VI":79},[82],[86,87],{"impactFactor":18,"impactFactorByYear":196,"i10Index":18,"i10IndexLast5Year":18,"totalPublication":91,"totalPublicationByYear":197,"totalCitation":18,"totalCitationByYear":198,"totalCitationPerPublication":18,"totalCitationPerPublicationByYear":199,"hindexLast5Year":18,"hindex":18},{},{"1992":93,"1993":94,"1994":95,"1995":96,"1996":95,"1997":97,"1998":97,"1999":96,"2000":95,"2001":94,"2002":94,"2003":47,"2004":98,"2005":99,"2006":47,"2007":97,"2008":93,"2009":98,"2010":93,"2011":100,"2012":95,"2013":95},{},{},"2008-07-25",2008,[203,206,209,212],{"id":17,"text":204,"url":17,"identifiers":205},"Byrne, A., Blake, D., Cairns, A. and Dowd, K. 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(2004), Pension Design and Structure: New Lessons from Behavioural Finance, Oxford University Press, Oxford.",{"doi":215},"10.1093\u002F0199273391.001.0001",false,{"id":218,"createTime":219,"updateTime":220,"relativeEntities":221,"slug":222,"properties":223,"entityType":120,"verifyStatus":231,"verifyTime":232,"verifyNote":233,"syncStatus":16,"languages":234,"translateLanguages":17,"viewCount":18,"primaryUrl":235,"fullTextUrl":17,"authors":236,"publicationType":171,"publisherRelationship":276,"citationCount":17,"citationInfo":17,"publishDate":304,"publishYear":201,"citationAnalyzeStatus":16,"lastCitationAnalyze":17,"indexDatabases":17,"openAccess":17,"references":305,"isForceReanalyzing":216},"eb8f5071-0571-4c08-9c24-959a7bc6cf70","2024-04-11T05:41:24.300+00:00","2025-01-15T23:34:03.030+00:00",[],"Regulation-development-and-MiFID-impact-on-collective-investment-in-Spain",{"keywords":224,"abstract":225,"title":227,"doi":229},{},{"EN":226},"\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Purpose\u003C\u002Fjats:title>\u003Cjats:p>The objective of this paper is to review Spanish regulatory evolution in the collective investment area, which is very recent in its principal aspects.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Design\u002Fmethodology\u002Fapproach\u003C\u002Fjats:title>\u003Cjats:p>The paper assesses the way investment funds are impacted by the Markets in Financial Instruments Directive (MiFID) and the Spanish legislation.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Findings\u003C\u002Fjats:title>\u003Cjats:p>The legal aspect of the Collective investment institutions (CII) in Spain has experienced a major renovation over the past four years. There were three basic principles: increased flexibility of the CIIs' regime, reinforced protection for investors, and improved administrative intervention regime. Although MiFID focuses its attention on financial markets and investment firms, it also implies an important change for collective investment institutions. New conditions arising after the introduction of this norm are imposing major challenges for financial entities, supervisory authorities and financial markets.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Research limitations\u002Fimplications\u003C\u002Fjats:title>\u003Cjats:p>The unified regulatory system, even after the implementation of MiFID, remains fragmented, and the way in which it will apply to investment funds is not easy to disentangle.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title content-type=\"abstract-heading\">Practical implications\u003C\u002Fjats:title>\u003Cjats:p>As a result of this process, it is hoped that levels of competitiveness will increase and transaction costs fall, which will ultimately result in improved conditions for investors and more efficient companies.\u003C\u002Fjats:p>\u003C\u002Fjats:sec>\u003Cjats:sec>\u003Cjats:title 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Directive 93\u002F22\u002FEEC (1993), On investment services in the securities field, 10 May.",{},{"id":17,"text":310,"url":17,"identifiers":311},"Directive 85\u002F611\u002FEEC (1985), On the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities. UCITS: Council, 20 December.",{},{"id":17,"text":313,"url":17,"identifiers":314},"Directive 2001\u002F107\u002FEC (2002), Amending Council Directive 85\u002F611\u002FEEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) with a view to regulating management companies and simplified prospectuses. The European Parliament and of The Council, 21 January.",{},{"id":17,"text":316,"url":17,"identifiers":317},"Directive 2001\u002F108\u002FEC (2002), Amending Council Directive 85\u002F611\u002FEEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS), with regard to investments of UCITS, The European Parliament and of The Council, 21 January.",{},{"id":17,"text":319,"url":17,"identifiers":320},"Directive 2004\u002F39\u002FEC (2004), On markets in financial instruments amending Council Directives 85\u002F611\u002FEEC and 93\u002F6\u002FEEC and Directive 2000\u002F12\u002FEC of the European Parliament and of the Council and repealing Council Directive 93\u002F22\u002FEEC, MiFID Level 1 Directive, The European Parliament and of The Council, 21 April.",{},{"id":17,"text":322,"url":17,"identifiers":323},"Directive 2006\u002F73\u002FEC (2006), Implementing Directive 2004\u002F39\u002FEC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive, MiFID Level 2 Directive: Commission, 10 August.",{},{"id":17,"text":325,"url":17,"identifiers":326},"Ley 46\u002F1984 (1984), reguladora de las instituciones de inversión colectiva, de 26 de diciembre.",{},{"id":17,"text":328,"url":17,"identifiers":329},"Ley 24\u002F1988 (1988), del Mercado de Valores, de 28 de julio.",{},{"id":17,"text":331,"url":17,"identifiers":332},"Ley 35\u002F2003 (2003), de instituciones de inversión colectiva, de 4 de noviembre.",{},{"id":17,"text":334,"url":17,"identifiers":335},"Real Decreto 1309\u002F2005 (2005), por el que se aprueba el Reglamento de la Ley 35\u002F2003, de 4 de noviembre, de instituciones de inversión colectiva, y se adapta el régimen tributario de las instituciones de inversión colectiva, de 4 de noviembre.",{},{"id":17,"text":337,"url":17,"identifiers":338},"Regulation (EC) No 1287\u002F2006 (2006), Implementing Directive 2004\u002F39\u002FEC of the European Parliament and of the Council as regards record‐keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive, MiFID Level 2 Regulation: Commission, 10 August.",{},{"id":340,"createTime":341,"updateTime":341,"relativeEntities":342,"slug":343,"properties":344,"entityType":120,"verifyStatus":16,"verifyTime":17,"verifyNote":17,"syncStatus":16,"languages":352,"translateLanguages":17,"viewCount":18,"primaryUrl":353,"fullTextUrl":17,"authors":354,"publicationType":171,"publisherRelationship":372,"citationCount":17,"citationInfo":17,"publishDate":407,"publishYear":408,"citationAnalyzeStatus":16,"lastCitationAnalyze":17,"indexDatabases":17,"openAccess":17,"references":409,"isForceReanalyzing":216},"ff5b264a-343b-4c13-ba5e-4a18c48aa9e9","2024-04-16T23:31:25.942+00:00",[],"THE-INSURANCE-OMBUDSMAN-BUREAU-AND-FINANCIAL-SERVICES-DISPUTES-AN-OBITUARY-",{"keywords":345,"abstract":346,"title":348,"doi":350},{},{"EN":347},"\u003Cjats:p>This paper examines what the financial services industry expects from the Insurance Ombudsman Bureau. 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